Temperature Controlled Radiofrequency
| Radiofrequency tissue reduction with temperature control is a unique surgical procedure developed by the surgical and medical teams from Center for Facial and Airway Reconstructive Surgery, and the Center of Excellence in Sleep Disorder Medicine at Stanford University Medical Center. The procedure is usually performed under local anesthesia in an outpatient surgical suite. It effectively treats Obstructive Sleep Apnea Syndrome (OSAS) , snoring and nasal obstruction in Sleep-Disordered Breathing by shrinking excess tissue in the upper airway. |
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A Brief history follows describing radiofrequency and the application of Temperature Controlled Radiofrequency (TCRF) to the airway of patients with Sleep-Disordered Breathing (SDB) or more commonly known as Obstructive Sleep Apnea Syndrome.
Previous Uses:
The advent of radiofrequency tissue volume reduction (RFTVR) is not new and has been extensively studied in many medical and surgical specialties. It has demonstrated acceptable feasibility, efficacy, safety, and reproducibility of its treatment results. RFTVR utilizes a low wave radiofrequency signal (456kHz) for therapeutic ablation of tissue in a minimally invasion fashion. The advantages of RFTVR over electrocautery and laser energy surgery reside in its precision in ablating tissues and in its control of operation. With RFTVR, the targeted tissue temperatures stay localized within a 60-90°C range thus limiting heat dissipation and damage to adjacent tissue. Electrocautery and laser temperatures are significantly higher (750-900°C) which result in significant heat propagation in excess of the desired therapeutic need. These differences allow for RFTVR to be more accurate, minimally invasive and less morbid without compromising treatment efficacy and durability.
RFTVR has been employed for precise tissue ablation in conditions affecting vital organs such as the central nervous system where accurate ablation of the abnormal tissue is mandatory while excess ablation is undesirable and dangerous.1 In cardiology, RFTVR is used for ablation of aberrant pathways in Wolfe-Parkinson-White syndrome.2 RFTVR is used in the treatment of patients with symptomatic benign prostatic hyperplasia (BPH) with excellent efficacy through a procedure named Trans-Urethral Needle Ablation (TUNA).3 In BPH, RFTVR is the only efficacious treatment modality available that can be performed as an office procedure under local anesthesia.4 RFTVR has also been used for the treatment of cancer in animals and humans.5-6
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The first use of Temperature Controlled Radiofrequency (TCRF) in SDB
Our center was the first to investigate this technology to shrink the soft tissues of the upper airway in SDB.
Our center was the first to investigate this technology to shrink the soft tissues of the upper airway in SDB. Since this technology had not previously been used for this purpose, a planned series of prospective studies that started with a porcine animal model was instituted.7 This study investigated the feasibility of RF tongue reduction for the future purpose of determining its clinical applications in SDB. For safety reasons the study was performed in stages and a temperature control algorithm was used. The last stage was a prospective investigation with histologic and volumetric analyses to establish outcomes. A homogeneous population of porcine animal models, including seven in stage one, and twelve in stage three (with controls), were used. Radiofrequency energy was delivered to the tongue tissue by a custom-fabricated needle electrode and RF generator. Clinical outcomes as reported or published for new technologies and surgery: Histologic assessments done serially over time (1hr through 3 wks) showed a well circumscribed lesion with a normal healing progression and no peripheral damage to nerves. Volumetric analysis documented a very mild initial edematous response which promptly tapered at 24 hours. At 10 days after RF a 23% volume reduction was documented at the treatment site.
The second step was to apply this technology on the human palate, since the porcine study showed that predictable and safe energy levels could be delivered to the subsurface tissues.8 This investigation was structured to evaluate pain, swallowing, speech, edematous response, tissue shrinkage, sleep, snoring, and safety following RF treatment to the palate in 22 subjects with sleep-disordered breathing. It was a prospective non-randomized study. Polysomnography, radiographic imaging, and infrared thermography, along with questionnaires and visual analog scales, were used to evaluate the effects of RF treatment to the palate. Radiofrequency was delivered to the submucosa of the palate with a custom fabricated electrode. Reduction of snoring scores determined the end point of the study for each patient. Clinical outcomes as reported or published for new technologies and surgery: Neither speech nor swallowing were adversely affected. Pain was of short duration and was controlled with acetaminophen. There were no infections. Although there was documented edema at 24-48 hours there were no clinical airway compromises. Polysomnographic data showed improvement in esophageal pressure measurements of the mean nadir and the 95th percentile nadir (p=0.031, p=0.001) respectively, as well as the mean sleep efficiency index (p=0.002). Radiographic imaging showed a mean shrinkage of 5.5 mm ±3.7, (p=<0.0001). Subjective snoring scores fell by a mean of 77% (8.3 ±1.8 to 1.9±1.7, p=0.0001) accompanied by improved mean Epworth sleepiness scores (8.5±4.4 to 5.2 ±3.3, p=0.0001).
Step three used TCRF to treat the turbinates in subjects with nasal obstruction so commonly seen in sleep-disordered breathing, especially those on nasal CPAP.9 We prospectively evaluated the safety and effectiveness of radiofrequency for the treatment of nasal obstruction secondary to inferior turbinate hypertrophy. Twenty-two consecutive patients with nasal obstruction and associated inferior turbinate hypertrophy refractory to medical therapy were evaluated for RF. Clinical examinations, patient questionnaires and visual analog scales were utilized to assess treatment outcomes. Clinical outcomes as reported or published for new technologies and surgery: No adverse effects were encountered, including bleeding, crusting, dryness, infection, adhesion, or a worsening of obstruction. Mild edema was noted in all patients but was of short duration (24-48 hours). Post-treatment discomfort was well controlled with acetaminophen. At 8 weeks following treatment, nasal breathing improved in 21 of 22 patients, with a 58.5% reduction in severity and a 56.5% decrease in the frequency of nasal obstruction. A follow up study using a randomized double blind placebo controlled protocol evaluated the use of TCRF to shrink the turbinates of subjects using CPAP and having difficulty with nasal obstruction due to turbinate enlargements. All of these subjects had previously failed oral medication or topical sprays to the nose for the same problem.10
The last planned study was to apply this new technology to the tongue base in patients with SDB 11. This study investigates radiofrequency energy (RFe), as applied to the tongue base, for the purpose of assessing feasibility, safety and possible efficacy in the treatment of Sleep Disordered-Breathing (SDB). Eighteen patients with SDB were entered and completed the study. The disturbance index (RDI) was 39.6, with mean nadir oxygen (SaO2) of 81.9%. An RF mean respiratory electrode delivered energy to the subsurface tongue base using local anesthetic. Polysomnography, quantitative speech and swallowing studies, questionnaires and visual analog scales (VAS) were used to assess outcomes. MRI imaging assessed changes in tongue volume. Clinical outcomes as reported or published for new technologies and surgery: Separate RFe treatments at 4 week intervals were given for a mean energy total of 8490 joules per patient. The post-treatment mean RDI was 17.8 and SaO2 nadir 88.3%. Weight increased slightly; speech and swallowing did not change. Questionnaires and VAS scores showed improvement in study variables. Tongue volume was reduced by a mean of 17%. Pain was controlled by Hydrocodone for 3-4 days. One infection was seen and resolved with I&D. This technology holds a promising new modality for the treatment of sleep-disordered breathing as long as it is used cautiously and the limits are expanded logically and supported by continued scientific research.
Since these early studies, we and others have published extensively on the uses and outcomes of TCRF for SDB.n
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Radiofrequency Frequently Asked Questions
How does Radiofrequency treat Obstructive Sleep Apnea Syndrome?
Radiofrequency is minimally invasive and less painful treatment of upper airway soft tissue obstructions. Radiofrquency treats sleep apnea by shrinking excess soft tissue in the upper airway including the base of tongue, soft palate and nasal tissues (turbinate) under local anesthesia. The radiofrequency system includes an automated RF generator with temperature monitoring capabilities using a disposable surgical handpiece with a needle electrode that delivers controlled thermal energy into targeted areas to reduce tissue volume and stiffen soft tissue.
The radiofrequency procedure for Obstructive Sleep Apnea Syndrome generates low heat (approximately 85 C) to create finely controlled coagulative lesions at precise locations within the upper airway. An insulating sleeve at the base of the needle electrode is intended to protect the surface of the tissue from thermal damage, thereby minimizing post-operative discomfort. The lesions created by the procedure are naturally resorbed in approximately three to eight weeks, reducing excess tissue volume and opening the airway. Typically, the procedure for Obstructive Sleep Apnea Syndrome takes 30 to 45 minutes, with only five to 10 minutes required for actual radiofrequency energy delivery. The procedure is commonly performed on an outpatient basis and patients can usually return to their normal activities the following day. Typically, more than one treatment is necessary to achieve optimal results except for nasal treatments where one treatment is standard.
What does the patient experience during the radiofrequency treatment?
Radiofrequency treatment for Obstructive Sleep Apnea Syndrome is performed under local anesthesia in an outpatient setting. The protection of the delicate surface of the tissue, the controlled delivery of energy and the ability to maintain a constant, low temperature present a sharp contrast to conventional surgery. Patients undergoing traditional surgery may suffer significant pain and usually require narcotic medications for several weeks. Patients undergoing radiofrequency treatment can experience some swelling and discomfort after the procedure, and may require pain medications for two to three days.
How effective is radiofrequency in the treatment of Obstructive Sleep Apnea Syndrome?
Our initial clinical results reported that radiofrequency therapy may effectively treat Obstructive Sleep Apnea Syndrome safely by shrinking a portion of the base of tongue, in moderately and severely affected patients with OSAS. These results demonstrated that patients experienced, in this pilot study, an average of 17 percent and as much as a 35 percent reduction in tongue tissue volume, a range comparable to conventional surgical techniques. We also found there were no post treatment problems with speech or swallowing after completion of treatment.
Who is a candidate for the radiofrequency procedure for Obstructive Sleep Apnea Syndrome?
All potential candidates should be carefully evaluated by a physician to confirm the presence of Obstructive Sleep Apnea Syndrome (through an overnight sleep study) and identify the possible sites of airway obstruction that would benefit from selected treatments using radiofrequency technology.
What postoperative follow-up do you need after any form of surgical, laser or radiofrequency treatment?
- Frequent office follow-ups to be sure that diet, wound and oral hygiene as well as sufficient pain control is established.
- The wounds need to be inspected until complete healing has occurred. Fiber-optic visualization of your airway and X-rays aid in evaluating the caliber of your airway postoperatively.
- Fiber-optic visualization of your airway and X-rays aid in evaluating the healing process and the overall outcomes of the surgery postoperatively.
- If you have moderate or severe sleep apnea you need to use nasal CPAP, nasal BiPAP or a tracheotomy until a repeat sleep study reveals your disease is cured.
- Approximately four to six months postoperatively, a repeat sleep study is performed to evaluate the result. These studies will then be reviewed with the individual patient and recommendations made as to follow up or a next step.
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Bibliography:
1. Sweet W, Wepsic J. Controlled thermocoagulation of trigeminal ganglion and rootlets for differential destruction of pain fibers. Part 1: Trigeminal neuralgia. J Neurosurg 1974;3:143-156.
2. Jackman WM, Wang XZ, Friday KJ, et al. Catheter ablation of accessory atrioventricular pathways (Wolff-Parkinson-White syndrome) by radiofrequency current. N Engl J Med 1991;324:1605-11.
3. Issa M, Oesterling J. Transurethral needle ablation (‘TUNA‘): an overview of radiofrequency thermal therapy for the treatment of benign prostatic hyperplasia. Current Opinion in Urology 1996;6:20-7.
4. Schulmun CC, Zlotta AR. Transurethral needle ablation of the prostate for treatment of benign prostate hyperplasia: early clinical experience. Urology 1995;45:28-33.
5. LeVeen H, Wapnick S, Piccone V, et al. Tumor eradication by radiofrequency therapy. Response in 21 patients. JAMA 1976;253:2198-2200.
6. McGahan J, Schneider P, Brock J, et al. Treatment of liver tumors by percutaneous radiofrequency electrocautery. Semin Interventional Radiology 1993;10(2):143-9.
7. Powell NB, Riley RW, Troell RJ, et al. Radiofrequency volumetric reduction of the tongue. A porcine pilot study for the treatment of obstructive sleep apnea syndrome. Chest 1997;111:1348-55.
8. Powell N, Riley R, Troell, et al. Radiofrequency volumetric tissue reduction of the palate in subjects with sleep-disordered breathing. Chest 1998;113:1163-74.
9. Li K, Powell N, Riley R, et al. Radiofrequency volumetric tissue reduction for treatment of turbinate hypertrophy-a pilot study. Otolaryngol Head Neck Surg, 1998, in press.
10. Powell N, Zonato A, Weaver E, Li K, Troell R, Riley R, Guilleminault C. Radiofrequency Treatment of turbinate Hypertrophy in Subjects Using Continuous Positive Airway Pressure: A Randomized, Double-Blind, Placebo-Controlled Clinical Pilot Trial. The Laryngoscope, 2001;111;1783-90.
11. Powell N, Riley R, Guilleminault C: Radiofrequency tongue base reduction in sleep-disordered breathing: A pilot study. Otolaryngol Head Neck Surg, 1999;120:656-64.
12. Guilleminault C, Chervin R, Palombini L, Powell N. Radiofrequency (pacing and thermic effects) in the treatment of sleep-disordered breathing. Sleep. 2000 Jun 15;23 Suppl 4:S182-6.
13. Riley RW, Powell NB, Li KK, Weaver EM, Guilleminault C. An adjunctive method of radiofrequency volumetric tissue reduction of the tongue for OSAS. Otolaryngology Head and Neck Surgery, 129(1): 37-42. 2003.
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